Section 12 Of The Securities Exchange Act Of 1934

Section 1 short title section 2 necessity for regulation section 3 definitions and application section 3a swap agreements section 3b securities related deriviatives section 3c clearing for security based swaps section 3d security based swap execution facilities section 3e segregation of assets held as collateral in security based swap transations section 4 securities.

Section 12 of the securities exchange act of 1934. 12 securities exchange act of 1934 114. Section 12 g of the securities exchange act of 1934 the exchange act establishes the thresholds at which an issuer is required to register a class of securities with the securities and exchange commission the sec. To further this goal all securities traded on the securities exchanges must be registered under sections 12 a and 12 b of the exchange act codified in 15 u s c.

Fied terms and conditions or for stated periods exempt such secu rities from the operation of any provision of section 13 14 or 16 of this title. 78l a b with the issuers of the securities disclosing comprehensive information about themselves in the registration process. On may 3 2016 the sec approved amendments to implement title v and title vi of the jumpstart our business startups act the jobs act and title lxxxv of the fixing america s surface transportation act the fast act.

Section 12 of the 1934 securities exchange act details registration requirements for all types of securities.