Section 16 Reports

Reporting requirement under section 16.

Section 16 reports. Form 3 must be filed within 10 days of any individual or entity first becoming an insider. The rules under section 16 of the act also apply to non equity securities as provided by the investment company act of 1940. Section 16 a of the securities exchange act of 1934 requires the company s directors and executive officers and persons who beneficially own more than ten percent of a registered class of the company s common stock to file initial reports of ownership and reports of changes in ownership of the common stock of the company with the securities and exchange commission and the new york stock exchange.

The rules under section 16 of the act apply to any class of equity securities of an issuer whether or not registered under section 12 of the act. Union pacific maintains section 16 reports on this web site for a period of at least 12 months and you may access electronically filed section 16 reports that are older than 12 months through the edgar filing system maintained by the sec. The reports that an insider will file with the sec 22 under section 16 are.

With respect to transactions by persons subject to section 16 of the act. Section 16 reports the following link will direct you to all filings made by our directors officers and 10 owners with the u s. Please click here to see section 16 reports for passur aerospace.

You can link directly to all of these electronically filed reports from the sec s edgar web site. Form 3 initial statement of beneficial ownership of securities. Securities and exchange commission regarding ownership of shares of our common stock.

The insider s section 16 reports reported all of the issuer shares owned by the partnership which exceeded the insider s individual pecuniary interest and did not disclaim an interest in the excess. Section 16 is a rule within the securities exchange act of 1934 sea that articulates the regulatory filing responsibilities that directors officers and principal stockholders are legally.