Sec Section 12

A company registers securities under section 12 by filing an exchange act registration statement such as on form 10 form 20 f or form 8 a.

Sec section 12. Often an sec proceeding to revoke registration pursuant to section 12 j will be preceded by a 10 day suspension in trading. A company becomes subject to section 15 d by filing a registration statement under the securities act of 1933 as amended securities act such as a form s 1. The securities and exchange commission commission deems it necessary and appropriate for the protection of investors that public administrative proceedings be and hereby are instituted pursuant to section 12 j of the securities exchange act of 1934 exchange act against the respondent named in the caption.

Section 12d 1a and b stipulated rules that allowed for investing under certain. Section 12 g of the securities exchange act of 1934 the exchange act establishes the thresholds at which an issuer is required to register a class of securities with the securities and exchange commission the sec.